Failure to deliver

Results: 42



#Item
31Short selling / Financial regulation / Financial markets / Securities / Naked short selling / Locate / Failure to deliver / Short / Security / Financial economics / Financial system / Finance

Final Rule: Amendments to Regulation SHO

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Source URL: www.sec.gov

Language: English - Date: 2008-10-23 12:06:04
32Finance / Financial economics / United States securities law / United States Securities and Exchange Commission / Failure to deliver / Short / Locate / U.S. Securities and Exchange Commission / Securities Exchange Act / Financial regulation / Short selling / Business

Proposed Rule: Amendment to Regulation SHO

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Source URL: www.sec.gov

Language: English - Date: 2008-07-23 15:20:59
33Crisis / Security / Strategic management

SDLN Emergency Communication Plan 2010 In the event of a system failure the South Dakota Library Network (SDLN) must immediately deliver accurate information to member libraries. In particular, member libraries will need

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Source URL: www.sdln.net

Language: English - Date: 2012-05-16 16:12:06
34Short selling / Financial regulation / United States securities law / Financial markets / Naked short selling / Failure to deliver / Short / Security / Securities Exchange Act / Financial economics / Financial system / Finance

Microsoft Word - 34-56212cl.doc

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Source URL: www.sec.gov

Language: English - Date: 2007-08-10 09:50:07
35Invoice / Purchasing / GEOS / Business / Technology / Software

one of its authorized officers. Failure on Supplier’s side to deliver acceptance of the hereby and within purchase order to E-Geos, duly signed and dated by Supplier for acknowledgement and agreement, shall cause this

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Source URL: www.e-geos.it

Language: English - Date: 2011-01-28 06:39:44
36Short selling / Financial regulation / Financial markets / United States securities law / Naked short selling / Failure to deliver / Short / Security / Securities Exchange Act / Financial economics / Finance / Financial system

SECURITIES AND EXCHANGE COMMISSION

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Source URL: regsho.com

Language: English - Date: 2010-12-31 20:02:05
37Short selling / Financial regulation / Stock market / Financial markets / Naked short selling / Short / Failure to deliver / Depository Trust & Clearing Corporation / Security / Financial economics / Investment / Finance

Microsoft Word - rjshapiro5967.doc

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Source URL: www.sec.gov

Language: English - Date: 2006-09-15 10:50:24
38Finance / Financial economics / Naked short selling / Financial markets / Short / Stock market / Failure to deliver / Locate / Depository Trust & Clearing Corporation / Short selling / Financial regulation / Financial system

September 15, 2006

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Source URL: www.sec.gov

Language: English - Date: 2006-09-18 15:33:36
39Finance / Investment / Naked short selling / Locate / Financial services / Short / Hedge fund / U.S. Securities and Exchange Commission / Failure to deliver / Short selling / Financial regulation / Financial economics

Comment Letter: Amendment to Regulation SHO

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Source URL: www.sec.gov

Language: English - Date: 2006-09-21 12:32:34
40Finance / Financial system / United States securities law / Financial markets / Locate / Short / Securities Exchange Act / Failure to deliver / Naked short selling / Short selling / Financial economics / Financial regulation

PDF Document

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Source URL: www.sec.gov

Language: English - Date: 2008-10-14 16:15:38
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